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Conquer the Series 26 Exam: Study Guide for the Investment Company and Variable Contracts Products Principal Qualification Exam
- Narrated by: Virtual Voice
- Length: 3 hrs and 38 mins
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Conquer the Series 26 Exam: Study Guide for the Investment Company and Variable Contracts Products Principal Qualification Exam
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This title uses virtual voice narration
Publisher's summary
The book provides in-depth explanations of anti-money laundering compliance, sales practices, suitability, and the supervision of various investment products, such as mutual funds and variable annuities. Emphasis is placed on the importance of monitoring trading activities, marketing, promotional efforts, and managing conflicts of interest. Each chapter is designed to provide practical insights and real-world examples, helping you apply key concepts effectively in your role.
Comprehensive policies and procedures, best practices, and continuous improvement strategies are highlighted to ensure ongoing compliance and ethical conduct. The final chapter offers a thorough recap of the entire guide, emphasizing the most critical points to remember for the exam. With clear explanations, detailed examples, and expert guidance, Conquer the Series 26 Exam equips you with the knowledge and confidence to succeed in your role as an investment company and variable contracts products principal and achieve exam success.
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